SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of Earliest Event Reported): June 9, 2020
ONE STOP SYSTEMS, INC.
(Exact name of Registrant as specified in its charter)
(State or Other Jurisdiction
|(Commission File Number)|| |
2235 Enterprise Street #110
Escondido, California 92029
(Address of Principal Executive Offices)
(Registrants telephone number, including area code)
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Name of each exchange
on which registered
|Common Stock, par value $0.0001 per share||OSS||The Nasdaq Capital Market|
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
On June 9, 2020, One Stop Systems, Inc., a Delaware corporation (the Company), filed a Current Report on Form 8-K (the Original 8-K) with the Securities and Exchange Commission reporting the appointments of Sita M. Lowman, Greg W. Matz, and Gioia Messinger to the Companys Board of Directors (the Board), effective July 1, 2020. At the time of the Original 8-K, the Board had not made any determinations regarding committee assignments for Mrs. Lowman, Mr. Matz, and Ms. Messinger.
This Current Report on Form 8-K/A (Amendment No. 1) amends and supplements the Original 8-K to provide an update on the committee assignments. No other amendments are being made to the Original 8-K by this Amendment No. 1. This Amendment No. 1 should be read in conjunction with the Original 8-K which provides information about the directors.
|Item 5.02|| |
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On July 1, 2020, the Board determined the committee assignments for Mrs. Lowman, Mr. Matz, and Ms. Messinger. In conjunction with these assignments, the Board also made certain other changes to the committee assignments of directors Ms. Kimberly Sentovich, Mr. Kenneth Potashner and Mr. Jack Harrison.
As a result, and effective as of July 1, 2020, the committees of the Board are comprised as follows:
Audit Committee Ms. Sentovich (Chairperson), Mrs. Lowman, Mr. Matz, and Ms. Messinger
Compensation Committee Mr. Potashner (Chairperson), Ms. Sentovich, and Ms. Messinger
Nominating and Corporate Governance Committee Mr. Harrison (Chairperson), Mr. Matz, and Mr. Potashner
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Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
ONE STOP SYSTEMS, INC.
|Dated: July 8, 2020||By:|| |
/s/ David Raun
President and Chief Executive Officer
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